Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elliot? Claim Your ProfileElliot Karlin is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 30 years of experience in the industry. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds multiple licenses and certifications, including Series 66, Series 63, and Series 7. Elliot is registered to offer advisory services in multiple states. Prior to joining Merrill Lynch, Elliot held positions at Charles Schwab & Co., Inc., Phoenix Equity Planning Corporation, IDS Life Insurance Company, and American Express Financial Advisors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/09/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
TX
05/07/1993 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
11/19/1991 - 05/12/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
MN
12/01/1989 - 10/16/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
11/21/1989 - 10/16/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BOTH
Issued 01/06/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/01/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/31/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Elliot Karlin is the right advisor for you? Invested Better is here to help.
