Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elliot? Claim Your ProfileElliot Brown is a financial professional with over 15 years of experience in the industry. Elliot currently works as a registered representative at Barclays Capital Inc. Prior to his current role, Elliot was a registered representative at Citigroup Global Markets Inc. and RBC Capital Markets, LLC. Elliot holds a variety of licenses and certifications, including Series 7, 50, 52, 53, 63, and 79.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/04/2024 - Present
Barclays Capital Inc. (LOS ANGELES CA)
NY
05/17/2018 - 03/12/2024
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/14/2007 - 03/10/2015
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
TX
06/20/2006 - 09/21/2007
KPMG CORPORATE FINANCE LLC (DALLAS TX)
BC
Issued 08/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/19/2019
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2018
Series 52 - Municipal Securities Representative Examination
BC
Issued 05/17/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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