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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Yi yung Ching is a financial advisor with Raymond James Financial Services Advisors, Inc. based in San Francisco, California. Ellen has been working in the financial services industry since 1995 and has a wide range of experience in providing investment advice to individuals, families, and businesses. Ellen holds the Series 7, 8, 9, 10, 24, 63, and 66 licenses, as well as the Securities Industry Essentials Examination (SIE). Ellen is dedicated to providing her clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
03/03/2014 - Present
Raymond James Financial Services Advisors, Inc. (SAN FRANCISCO CA)
CA
01/04/2008 - 05/28/2013
CHARLES SCHWAB & CO., INC. (SUNNYVALE CA)
NE
07/30/1998 - 07/30/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
TX
03/07/1995 - 07/17/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 01/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/20/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/10/2001
Series 24 - General Securities Principal Examination
BC
Issued 12/26/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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