Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Walsh Denicola is a registered representative and investment advisor representative with American Century Investment Services Inc.. Ellen has been in the financial services industry since 1994. Ellen is registered with the state of New York, as well as 50 other states. Ellen is a Series 7, Series 24, Series 26, and Series 63 licensed professional. Ellen has held prior registrations with NICHOLAS-APPLEGATE SECURITIES LLC and SMITH BARNEY INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/23/2005 - Present
American Century Investment Services Inc. (NEW YORK NY)
CA
05/12/1998 - 01/07/2005
NICHOLAS-APPLEGATE SECURITIES LLC (SAN DIEGO CA)
NY
09/26/1994 - 04/24/1998
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 06/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2009
Series 24 - General Securities Principal Examination
BC
Issued 12/13/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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