Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Tobin Reid is a financial professional with over 30 years of experience in the securities industry. Ellen currently holds a position with Northern Trust Securities, Inc. Ellen has a broad base of experience, having held positions at several firms including Bear, Stearns & Co. Inc., Drexel Burnham Lambert Incorporated, Drexel Burnham Lambert Government Securities Inc., and Salomon Brothers Inc. Ellen is licensed to provide investment advice and securities brokerage services in 16 states. She is also a registered principal and has earned the Series 6, 7, 24 and 63 licenses. Ellen focuses on portfolio management for businesses, individuals, and pooled investment vehicles. She is also experienced in selection of other advisors. Ellen is known for her expertise in helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/13/2001 - Present
Northern Trust Securities, Inc. (NORTH PALM BEACH FL)
NY
03/27/1989 - 03/05/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
07/25/1987 - 04/07/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
02/03/1986 - 03/20/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/23/1984 - 05/21/1985
SALOMON BROTHERS INC.
BC
Issued 08/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/10/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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