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Ellen Therese Gallagher

KEY Investment Services LLC

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About Ellen Therese Gallagher

Ellen Gallagher is a financial professional with over 20 years of experience in the industry. Ellen is a Registered Representative with Key Investment Services LLC and Keybanc Capital Markets Inc., and has been with Key Investment Services LLC since July 1, 2019. Ellen is licensed in the state of Ohio and is a Series 7, Series 27, Series 99TO and SIE exam holder. Ellen has experience providing financial services to a variety of clients, including individuals, corporations, and charitable organizations.

Firm Information

Ellen Gallagher is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ellen Gallagher’s Registration & Firm History

OH

07/01/2019 - Present

KEY Investment Services LLC (BROOKLYN OH)

OH

07/03/1995 - 12/17/1997

KEY CLEARING CORP. (BROOKLYN OH)

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Licenses & Designations

BC

Issued 05/14/2012

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ellen Therese Gallagher.
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