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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Gaynor is a financial advisor with over 30 years of experience in the financial services industry. Ellen is currently registered with Morgan Stanley and has previously been registered with several other firms, including E*TRADE SECURITIES LLC, HARTFORD EQUITY SALES COMPANY INC., and TRAVELERS EQUITIES SALES, INC. Ellen has a strong background in the investment industry, having passed a number of industry exams, including the Series 7TO, Series 6, and SIE. Ellen is licensed to provide financial advice in 53 states and is committed to providing her clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/21/2023 - Present
Morgan Stanley (Tampa FL)
GA
03/23/2023 - 09/05/2023
E*TRADE SECURITIES LLC (ALPHARETTA GA)
CT
03/01/1990 - 08/31/1995
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CA
10/12/1988 - 01/15/1990
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
CT
02/25/1985 - 07/10/1989
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NA
11/16/1983 - 10/03/1984
FIRST INVESTORS CORPORATION
BC
Issued 04/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/05/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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