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Ellen Sue Singer

Northwestern Mutual Investment Services, LLC

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About Ellen Sue Singer

Ellen Sue Singer is a financial advisor at Northwestern Mutual Investment Services, LLC. Ellen has been in the industry since June 3, 1999. Ellen holds Series 3, 6 and 63 licenses and is registered in 10 states: Arkansas, California, Connecticut, Florida, Louisiana, Massachusetts, Minnesota, New Jersey, New York and South Dakota. Ellen was previously employed at Robert W. Baird & Co. Incorporated, NYLIFE Securities Inc., Tower Square Securities, Inc. and Advantage Capital Corporation.

Firm Information

Ellen Singer is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ellen Singer’s Registration & Firm History

NY

03/02/2001 - Present

Northwestern Mutual Investment Services, LLC (NEW YORK NY)

WI

03/02/2001 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NY

11/07/2000 - 01/23/2001

NYLIFE SECURITIES INC. (NEW YORK NY)

CA

04/30/1996 - 12/31/1996

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

GA

02/22/1995 - 12/31/1995

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

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Licenses & Designations

BC

Issued 01/15/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/02/1989

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ellen Sue Singer. Review regulatory record here.
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