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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Rose Schriver is a financial advisor with over 20 years of experience in the industry. Ellen is currently registered with LPL Financial LLC and has held previous registrations with several other firms. Ellen holds several professional designations and licenses including Series 6, 7, 9, 10, 24, 51, 63, 66, 99TO and SIE. Ellen has experience providing financial advice to a range of clients including high net worth individuals, corporations and other businesses, and pension and profit-sharing plans. Ellen has a strong track record of success in helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
02/06/2013 - Present
LPL Financial LLC (CLINTON MN)
CA
05/19/2011 - 09/12/2011
ING FINANCIAL PARTNERS, INC. (INDIAN WELLS CA)
TX
11/07/2005 - 12/31/2009
NFP SECURITIES, INC. (DALLAS TX)
NY
03/23/2004 - 08/11/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IL
11/25/2002 - 02/11/2003
RUSHTRADE SECURITIES (CHICAGO IL)
IL
08/27/1999 - 01/19/2001
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
06/02/1999 - 07/12/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
06/02/1999 - 07/12/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
SC
06/12/1998 - 05/25/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
GA
03/06/1996 - 06/12/1998
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
10/14/1994 - 02/16/1996
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
01/06/1994 - 10/17/1994
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
TX
09/29/1992 - 06/03/1994
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
BOTH
Issued 01/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/16/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/09/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/28/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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