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Ellen Robin Brandt

Transamerica Financial Advisors, Inc.

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About Ellen Robin Brandt

Ellen Robin Brandt is a financial advisor with over 29 years of experience in the financial services industry. Ellen is registered with Transamerica Financial Advisors, Inc. and holds Series 7, 24, 53, 63, and 65 licenses. Ellen provides financial planning and portfolio management services to individuals and businesses. Ellen Robin Brandt has a strong background in investment management and has worked with various financial institutions throughout her career. Ellen is committed to helping her clients achieve their financial goals.

Firm Information

Ellen Brandt is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ellen Brandt’s Registration & Firm History

FL

05/13/2021 - Present

Transamerica Financial Advisors, Inc. (LUTZ FL)

FL

12/18/2007 - 12/02/2010

WORLD GROUP SECURITIES, INC. (ST. PETERSBURG FL)

FL

05/14/2009 - 09/04/2009

TRANSAMERICA FINANCIAL ADVISORS, INC. (ST. PETERSBURG FL)

FL

06/05/1997 - 04/10/2007

R.M. STARK & CO., INC. (LAND O LAKES FL)

NJ

01/12/1994 - 05/09/1997

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

NA

04/21/1997 - 04/29/1997

RM STARK & CO INC.

TN

06/23/1993 - 01/31/1994

SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)

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Licenses & Designations

IA

Issued 07/31/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/18/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/21/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ellen Robin Brandt. Review regulatory record here.
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