Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Reynolds Harris is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Ellen has been in the industry since 1973 and has a wide range of experience. Ellen has held various positions at different firms, including UBS Financial Services Inc. and Brinson Advisors. Ellen has extensive experience in investment advisory and brokerage services. Ellen is registered to provide investment advice in 4 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
10/12/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Camden ME)
NY
03/08/2001 - 10/12/2015
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
07/23/1983 - 03/14/2001
BRINSON ADVISORS (NEW YORK NY)
NA
05/13/1977 - 07/18/1983
AMERICAN GENERAL CAPITAL PLANNING, INC.
NA
04/05/1973 - 04/04/1977
GOLDMAN, SACHS & CO.
IA
Issued 09/30/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1973
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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