Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Brasee has been a Registered Representative (RR) for over 23 years. Ellen is a Registered Investment Advisor (RIA) currently licensed in Texas and has pending IAR registration in California. Ellen is currently employed at Falcon Wealth Planning, Inc. in Ontario, California and had previously been employed with Pruco Securities, LLC, Waddell & Reed and Merrill Lynch. Ellen is a Certified Financial Planner and has passed the Series 66, Series 7 and Series 24 exams. Ellen is also a Series 63 licensee. Ellen has experience with a variety of clients including individuals, corporations and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Selection of other advisers fees
1
2
CA
03/03/2021 - Present
Falcon Wealth Planning, Inc. (ONTARIO CA)
CA
10/18/2019 - 03/02/2021
PRUCO SECURITIES, LLC. (ONTARIO CA)
CA
06/14/2016 - 10/15/2019
WADDELL & REED (SHERMAN OAKS CA)
CA
03/24/2014 - 09/18/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN BERNARDINO CA)
CA
10/07/2011 - 11/19/2013
TD AMERITRADE, INC. (INDIAN WELLS CA)
CA
03/03/2006 - 02/22/2011
LPL FINANCIAL LLC (PERRIS CA)
CA
11/03/2003 - 03/03/2006
DFC INVESTOR SERVICES (CHINO HILLS CA)
NY
02/05/2003 - 11/06/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
03/15/2002 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
KS
08/12/1998 - 02/04/2002
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 08/27/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Ellen Brasee is the right advisor for you? Invested Better is here to help.
