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Ellen R Nall

T. Rowe Price Investment Services, Inc.

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About Ellen R Nall

Ellen Nall is a registered representative with T. Rowe Price Investment Services, Inc. Ellen has been in the securities industry since June 22, 2011 and has held a Series 7 license since April 21, 2011. Ellen has also passed the SIE and Series 63 exams. Ellen is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Ellen previously worked for Legg Mason Investor Services, LLC.

Firm Information

Ellen Nall is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Ellen Nall’s Registration & Firm History

MD

11/02/2011 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

MD

04/22/2011 - 08/31/2011

LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)

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Licenses & Designations

BC

Issued 07/26/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ellen R Nall.
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