Unclaimed
Ellen Nall is a registered representative with T. Rowe Price Investment Services, Inc. Ellen has been in the securities industry since June 22, 2011 and has held a Series 7 license since April 21, 2011. Ellen has also passed the SIE and Series 63 exams. Ellen is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Ellen previously worked for Legg Mason Investor Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
11/02/2011 - Present
T. Rowe Price Investment Services, Inc. (BALTIMORE MD)
MD
04/22/2011 - 08/31/2011
LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)
BC
Issued 07/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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