Unclaimed
Ellen Haber is a financial advisor with over 20 years of experience in the financial services industry. Ellen currently works as a registered representative at Stifel, Nicolaus & Company, Inc. Ellen is licensed to provide financial services in New Jersey and New York. Ellen has a strong track record of success and is committed to providing her clients with personalized financial advice and guidance. Prior to joining Stifel, Nicolaus & Company, Inc., Ellen worked at Ryan Beck & Co. and Gruntal & Co., L.L.C. Ellen holds the Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/19/2017 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NJ
04/24/2007 - 04/08/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (FLORHAM PARK NJ)
NJ
04/29/2002 - 08/27/2007
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
02/14/2001 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
BC
Issued 08/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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