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Ellen Ohara

KKR Capital Markets LLC

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About Ellen Ohara

Ellen Ohara is a financial professional with over 6 years of experience in the industry. Ellen is currently registered with KKR Capital Markets LLC and holds FINRA Series 63, 7, 79 and SIE licenses. Prior to KKR Capital Markets LLC, Ellen was associated with WELLS FARGO SECURITIES, LLC. Ellen is registered with the State of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Ellen Ohara is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ellen Ohara’s Registration & Firm History

NY

04/01/2024 - Present

KKR Capital Markets LLC (New York NY)

NY

07/26/2016 - 11/01/2018

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/05/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/2024

Series 7TO - General Securities Representative Examination

BC

Issued 03/18/2024

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ellen Ohara. Review regulatory record here.
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