Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Middleton is an investment professional who has been in the industry for over 35 years. Ellen is currently registered as a Registered Representative (Series 7, Series 24, Series 63, Series 3, and SIE) with Raymond James Financial Services Advisors, Inc. Ellen has previously worked with Dean Witter Reynolds Inc. and The Robinson-Humphrey Company Inc. Ellen is based in Jacksonville, Florida. Ellen's expertise is in portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
07/09/2009 - Present
Raymond James Financial Services Advisors, Inc. (JACKSONVILLE FL)
NY
03/28/1988 - 01/25/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
03/19/1986 - 04/12/1988
THE ROBINSON-HUMPHREY COMPANY INC.
BC
Issued 03/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1987
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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