Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen O'connor Clarke is an investment advisor representative with Hightower Advisors, LLC. Ellen has over 5 years of experience in the financial services industry and holds the Series 7, Series 66, and SIE licenses. She is registered to provide investment advice in Alabama. Before joining Hightower Advisors, LLC, Ellen was an advisor representative with Wells Fargo Clearing Services, LLC and UBS Financial Services Inc. Ellen's areas of expertise include portfolio management, financial planning and treasury management. She works with a variety of clients including individuals, families, businesses and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
05/19/2023 - Present
Hightower Advisors, LLC (CHICAGO IL)
AL
06/16/2020 - 05/12/2023
WELLS FARGO CLEARING SERVICES, LLC (BIRMINGHAM AL)
AL
08/10/2018 - 07/09/2020
UBS FINANCIAL SERVICES INC. (BIRMINGHAM AL)
BOTH
Issued 10/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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