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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Mary Ficacci has been in the industry since 1986 and is currently registered with Morgan Stanley. Prior to joining Morgan Stanley, Ellen Mary Ficacci worked with RBC CAPITAL MARKETS, LLC and J. B. HANAUER & CO.. Ellen Mary Ficacci holds several licenses, including Series 65, Series 63, Series 53, Series 24, Series 52TO, and SIE. Ellen Mary Ficacci provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
09/11/2020 - Present
Morgan Stanley (Morristown NJ)
NJ
10/09/2009 - 09/23/2020
RBC CAPITAL MARKETS, LLC (FLORHAM PARK NJ)
NJ
11/17/1988 - 10/09/2009
J. B. HANAUER & CO. (PARSIPPANY NJ)
NA
12/04/1986 - 11/14/1988
HALPERT AND COMPANY, INC.
NA
04/23/1986 - 12/04/1986
TRIPP & CO., INC.
IA
Issued 06/20/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/06/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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