Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen McCormack is a financial advisor with over 17 years of experience in the industry. Ellen currently works with Wells Fargo Advisors Financial Network, LLC, where she provides investment consulting services, financial planning, and portfolio management for individuals, businesses and institutions. Ellen has a strong background in securities and investment advisory services. She is licensed in several states. Ellen is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
05/02/2019 - Present
Wells Fargo Advisors Financial Network, LLC (WELLESLEY MA)
MA
12/21/2018 - 05/02/2019
WELLS FARGO CLEARING SERVICES, LLC (WELLESLEY MA)
AZ
09/21/2005 - 04/04/2007
ROBERT W. BAIRD & CO. INCORPORATED (PHOENIX AZ)
CT
02/14/2005 - 08/30/2005
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
NY
11/24/2004 - 01/06/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
08/13/2004 - 10/14/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
08/06/2003 - 10/07/2004
ADAMS HARKNESS, INC. (NEW YORK NY)
MO
07/01/2003 - 08/06/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
10/23/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 01/11/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2021
Series 24 - General Securities Principal Examination
BC
Issued 12/21/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ellen McCormack is the right advisor for you? Invested Better is here to help.
