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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Aloisio is a financial advisor with Wealthpenn.comllc, a firm that has over 1.4 trillion dollars in assets under management. Ellen has been working in the financial industry since 1989 and has experience working with a variety of clients including individuals, families, businesses, and institutions. Ellen holds a number of licenses and certifications, including the Series 7, 63, 65, and 3. Ellen also has experience working with a variety of financial products and services, including stocks, bonds, mutual funds, and options. Ellen is committed to providing her clients with personalized financial advice and guidance. She works with clients to develop financial plans that meet their individual needs and goals. Ellen is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/08/2020 - Present
Wealthpenn.comllc (Winter Park FL)
FL
03/28/2018 - 08/15/2018
RAYMOND JAMES & ASSOCIATES, INC. (ORLANDO FL)
FL
06/27/2005 - 03/06/2018
SUNTRUST INVESTMENT SERVICES, INC. (WINTER PARK FL)
GA
07/07/2003 - 06/30/2005
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
MD
06/16/1997 - 07/28/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
05/19/1992 - 06/13/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/22/1989 - 05/13/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 8/3/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 3/5/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 7/27/1994
Series 3 - National Commodity Futures Examination
BC
Issued 8/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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