Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Wile is a financial professional with over 20 years of experience in the securities industry. Ellen has a Series 7, Series 24, Series 55, Series 57TO, Series 99TO, and Series 63 licenses, along with a SIE designation. Ellen is currently registered with Lightspeed Financial Services Group LLC in Morristown, NJ. Ellen's previous employers include Wedbush Securities Inc., ABN AMRO Clearing Chicago LLC, and Apex Clearing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/21/2014 - Present
Lightspeed Financial Services Group LLC (MORRISTOWN NJ)
CA
03/07/2017 - 05/04/2018
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
CA
04/27/2015 - 11/01/2016
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
IL
03/25/2013 - 04/08/2014
ABN AMRO CLEARING CHICAGO LLC (CHICAGO IL)
TX
06/14/2012 - 07/31/2012
APEX CLEARING CORPORATION (DALLAS TX)
TX
02/07/2008 - 07/31/2012
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
PA
08/21/2006 - 01/04/2008
NASDAQ EXECUTION SERVICES, LLC (PHILADELPHIA PA)
MA
05/04/2006 - 08/02/2006
THINKORSWIM, INC. (NEEDHAM MA)
PA
02/01/2006 - 03/03/2006
BRUT, LLC (PHILADELPHIA PA)
NJ
07/01/2002 - 02/01/2006
INET ATS, INC. (JERSEY CITY NJ)
NY
07/01/2002 - 11/12/2004
ISLAND EXECUTION SERVICES, LLC (NEW YORK NY)
NY
02/03/2003 - 12/19/2003
INSTINET CORPORATION (NEW YORK NY)
MA
04/15/2002 - 06/28/2002
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
BC
Issued 08/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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