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Ellen Louise Hopper

Northwestern Mutual Investment Services, LLC

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About Ellen Louise Hopper

Ellen Louise Hopper is a Registered Representative and Investment Adviser Representative, licensed in Wisconsin. Ellen Hopper has been in the industry for over 20 years. She is currently employed by Northwestern Mutual Investment Services, LLC and has a branch office location in Milwaukee, Wisconsin. Ellen Hopper is a Board Member of St. Joan Antida High School, Northwestern Mutual Credit Union and Alverno College. Ellen Hopper has been a trustee for Alverno College since 2023.

Firm Information

Ellen Hopper is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

720 E Wisconsin Ave

Milwaukee, WI 53202

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ellen Hopper’s Registration & Firm History

WI

09/30/2004 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

01/26/2001 - 09/02/2004

STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)

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Licenses & Designations

BOTH

Issued 2/15/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 3/9/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/25/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ellen Louise Hopper.
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