Unclaimed
Ellen Louise Hopper is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC in Milwaukee, WI. Ellen has been in the industry since February 2001. Ellen has passed the Series 66, Series 24, Series 7, and the SIE exams. Ellen is also a board member at St. Joan Antida High School, Northwestern Mutual Credit Union, and Alverno College, where she also serves on their investment committee. Ellen is a registered representative of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
09/30/2004 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
01/26/2001 - 09/02/2004
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
BOTH
Issued 02/15/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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