Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Kathia Shearin has been a registered financial professional since 2005. Ellen has worked for several firms in California, including Financial West Group, Ladenburg Thalmann & Co. Inc. and Western International Securities, Inc. Ellen is currently registered with Mutual Advisors, LLC, and is based in Camarillo, California. Ellen is a registered representative, and an investment advisor representative. Ellen is also a Series 24 principal. Ellen is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/03/2022 - Present
Mutual Advisors, LLC (Camarillo CA)
CA
08/21/2017 - 05/26/2022
WESTERN INTERNATIONAL SECURITIES, INC. (Pasadena CA)
CA
08/10/2015 - 08/21/2017
FINANCIAL WEST GROUP (WESTLAKE VILLAGE CA)
CA
09/26/2014 - 07/29/2015
LADENBURG THALMANN & CO. INC. (CALABASAS CA)
CA
08/06/2008 - 08/15/2014
PROGRESSIVE ASSET MANAGEMENT, INC. (SAN RAFAEL CA)
CA
08/06/2008 - 05/22/2014
FINANCIAL WEST GROUP (WESTLAKE VILLAGE CA)
CA
02/01/2008 - 08/01/2008
AFA FINANCIAL GROUP, LLC (CALABASAS CA)
CA
05/16/2005 - 02/06/2008
FINANCIAL WEST GROUP (WESTLAKE VILLAGE CA)
CA
02/02/2005 - 05/11/2005
AFA FINANCIAL GROUP, LLC (CALABASAS CA)
BOTH
Issued 01/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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