Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Duffy is a financial advisor with Private Advisor Group, LLC and has over 30 years of experience in the industry. Ellen is registered to provide investment advice in Massachusetts. Ellen has held licenses with several firms throughout her career including LPL Financial LLC, Ameriprise Financial Services, Inc., Eaton Vance Distributors, Inc. and Kemper Financial Services, Inc. Ellen is a Certified Financial Planner. Ellen is a member of the Parkway YMCA Board of Directors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
11/03/2020 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
MA
01/03/2013 - 06/27/2014
LPL FINANCIAL LLC (WELLESLEY MA)
MA
05/25/2012 - 12/17/2012
AMERIPRISE FINANCIAL SERVICES, INC. (WORCESTER MA)
MA
11/01/1996 - 12/20/2001
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
MA
01/30/1994 - 11/01/1996
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
NA
03/02/1992 - 08/17/1993
KEMPER FINANCIAL SERVICES, INC.
BC
Issued 06/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/27/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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