Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Peloquin is an Investment Advisor Representative at Fidelity Personal and Workplace Advisors. Ellen has been in the securities industry for over 20 years and has extensive experience in providing financial advice. She is registered with the state of Massachusetts and has a Series 63, Series 66, and Series 26 license. Ellen has a proven track record of success in helping clients achieve their financial goals and is dedicated to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
IN
04/10/2012 - 06/04/2012
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
MA
11/21/2007 - 12/01/2011
NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)
MA
01/14/2005 - 11/20/2007
INVESTORS CAPITAL CORP. (BOSTON MA)
MA
11/25/2002 - 01/06/2005
WILLIAM GALLAGHER ASSOCIATES INVESTMENT SERVICES GROUP, INC. (BOSTON MA)
CT
10/18/2001 - 08/20/2002
USI SECURITIES, INC. (GLASTONBURY CT)
CT
01/28/2000 - 06/26/2001
CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)
RI
06/18/1997 - 09/10/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 08/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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