Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Heidi Van grove is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Ellen has been in the industry since August 3, 1994 and is currently registered with the state of Texas as an Investment Advisor Representative. Ellen has been a registered representative at several firms, including Morgan Stanley, Citigroup Global Markets Inc., and Fahnestock & Co. Inc. in the past. Ellen has held a Series 7, Series 22, Series 62, and Series 63 license, along with the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/11/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
06/01/2009 - 02/23/2015
MORGAN STANLEY (WOODLAND HILLS CA)
CA
03/24/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
01/03/2003 - 03/25/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
08/05/1997 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CA
06/25/1996 - 07/15/1997
THE BOSTON GROUP (LOS ANGELES CA)
CA
09/08/1994 - 07/10/1996
KENSINGTON SECURITIES, INC. (ALISO VIEJO CA)
CA
07/15/1994 - 09/14/1994
GERWIN STINZIANO SECURITIES INC. (THOUSAND OAKS CA)
BC
Issued 07/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/02/1995
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/14/1994
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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