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Ellen H Gibbs

Jonestrading

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About Ellen H Gibbs

Ellen Gibbs has been working in the financial services industry since 1987 and holds Series 7, 55, 24, 57TO and 63 securities licenses. Ellen is registered with Jonestrading in San Francisco, CA. Ellen has previously held positions at a number of firms, including Spear, Leeds & Kellogg, L.P., Volpe Brown Whelan & Company, LLC, Rodman & Renshaw Inc., Banca IMI Securities Corp., Charles Schwab & Co., Inc., Feshbach Brothers Investor Services Inc. and Donaldson, Lufkin & Jenrette Securities Corporation.

Firm Information

Ellen Gibbs is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ellen Gibbs’s Registration & Firm History

CA

06/03/2002 - Present

Jonestrading (San Francisco CA)

NY

09/01/1999 - 04/30/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

CA

04/21/1997 - 11/19/1998

VOLPE BROWN WHELAN & COMPANY, LLC (SAN FRANCISCO CA)

IL

05/22/1995 - 04/14/1997

RODMAN & RENSHAW INC. (CHICAGO IL)

NY

07/21/1993 - 04/28/1995

BANCA IMI SECURITIES CORP. (NEW YORK NY)

TX

11/01/1989 - 07/12/1993

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

FL

06/01/1989 - 12/12/1989

FESHBACH BROTHERS INVESTOR SERVICES INC. (CLEARWATER FL)

TX

05/26/1987 - 05/13/1989

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NA

05/22/1986 - 05/13/1987

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 07/14/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/04/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ellen H Gibbs.
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