Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Grace Stratford is a financial professional with over two years of experience in the financial services industry. Ellen holds the Series 7TO, SIE, and Series 63 licenses. Currently, Ellen is registered with Transamerica Capital, Inc. and is licensed in Colorado, Georgia, Illinois, and Texas. Previously, Ellen was employed with Vanguard Marketing Corporation in Charlotte, North Carolina. Ellen is committed to providing her clients with a high level of service and personalized advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/15/2023 - Present
Transamerica Capital, Inc. (DENVER CO)
NC
09/02/2022 - 08/08/2023
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 09/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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