Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Golterman is a registered representative of Allspring Funds Management, LLC and has been in the industry since 2016. Ellen is a highly experienced financial professional with a proven track record of success in providing investment advice to a wide range of clients, including high-net-worth individuals, corporations, and investment companies. She specializes in portfolio management, investment advisory services, and selection of other advisors. Ellen holds Series 7, 9, 10, 63, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
03/13/2023 - Present
Allspring Funds Management, LLC (Boston MA)
MA
06/20/2018 - 01/27/2023
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
CO
02/11/2016 - 06/11/2018
CHARLES SCHWAB & CO., INC. (Denver CO)
BOTH
Issued 07/18/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/15/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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