Unclaimed
Ellen Elizabeth Kiernan is a registered representative with Sanford C. Bernstein & Co., LLC. Ellen has been in the industry since July 14, 2024 and is active in the securities industry. Ellen holds the Series 7TO, Series 63, and SIE exams, and is registered in New York. Ellen specializes in Portfolio Management for Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
NY
07/15/2024 - Present
Sanford C. Bernstein & CO., LLC (NEW YORK NY)
BC
Issued 08/19/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/15/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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