Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Jean Peloquin is a financial professional with over 24 years of experience in the industry. Ellen is currently registered with Fidelity Personal and Workplace Advisors and has been with the firm since July 2018. Ellen holds several securities licenses including Series 7, Series 63, Series 66 and Series 26, and has worked for several firms prior to Fidelity, including Lincoln Financial Advisors Corporation, NYLIFE Distributors LLC, Investors Capital Corp., William Gallagher Associates Investment Services Group, Inc., USI Securities, Inc., CIGNA Financial Services, Inc., and Fidelity Brokerage Services, Inc.. Ellen's experience has equipped her to provide a wide range of financial services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
IN
04/10/2012 - 06/04/2012
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
MA
11/21/2007 - 12/01/2011
NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)
MA
01/14/2005 - 11/20/2007
INVESTORS CAPITAL CORP. (BOSTON MA)
MA
11/25/2002 - 01/06/2005
WILLIAM GALLAGHER ASSOCIATES INVESTMENT SERVICES GROUP, INC. (BOSTON MA)
CT
10/18/2001 - 08/20/2002
USI SECURITIES, INC. (GLASTONBURY CT)
CT
01/28/2000 - 06/26/2001
CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)
RI
06/18/1997 - 09/10/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 8/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/25/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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