Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Diane Kiernan is a financial professional with over 16 years of experience in the industry. Ellen currently works for Cambridge International Securities, LLC, and has been with the firm since April 2009. Ellen has a Series 7, Series 63, SIE, and Series 99TO license and is registered in Connecticut. Previously, Ellen worked for RBS Greenwich Capital.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
04/13/2009 - Present
Cambridge International Securities, LLC (WESTPORT CT)
CT
01/12/2007 - 04/06/2009
RBS GREENWICH CAPITAL (GREENWICH CT)
BC
Issued 10/14/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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