Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Coleman Rapier is a financial advisor with Kovack Advisors, Inc. Ellen has over 17 years of experience in the financial services industry. Ellen has a broad range of experience and holds several licenses, including Series 7, 24, 52, 53, 66, and 99. Ellen is registered in several states, including Florida, Georgia, Illinois, Maryland, Massachusetts, New York, North Carolina, and Texas. Ellen is dedicated to providing her clients with comprehensive financial planning and investment management services. Prior to joining Kovack Advisors, Inc., Ellen was a financial advisor with Resource Horizons Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/07/2015 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
GA
06/07/2006 - 10/15/2014
RESOURCE HORIZONS GROUP LLC (MARIETTA GA)
BOTH
Issued 07/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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