Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Cheng is a financial advisor with over 20 years of experience in the industry. Ellen is currently registered with Ace Diversified Capital, Inc. in California. Ellen has held previous positions with SINGPOLI WEALTH MANAGEMENT LLC, KEY WEST INVESTMENTS, LLC, GLOBALINK SECURITIES, INC., E*TRADE SECURITIES LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., CITICORP INVESTMENT SERVICES, DEAN WITTER REYNOLDS INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Ellen holds Series 7, Series 24, Series 31, Series 63, Series 65, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/09/2018 - Present
ACE Diversified Capital, Inc. (SAN GABRIEL, CA)
CA
11/26/2013 - 09/01/2016
SINGPOLI WEALTH MANAGEMENT LLC (ARCADIA CA)
CA
01/07/2010 - 12/31/2011
KEY WEST INVESTMENTS, LLC (ALHAMBRA CA)
CA
07/17/2008 - 02/04/2009
GLOBALINK SECURITIES, INC. (PASADENA CA)
CA
06/30/2005 - 11/02/2006
E*TRADE SECURITIES LLC (ALHAMBRA CA)
MA
12/10/2004 - 07/07/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
03/30/2004 - 11/08/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MA
03/26/2002 - 04/22/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
12/17/1998 - 03/27/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
04/06/1998 - 12/07/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/06/1998 - 12/07/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/24/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 04/03/1998
Series 7 - General Securities Representative Examination
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Inactive
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FINRA
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