linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Ellen Chen

Curvature Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ellen? Claim Your Profile

About Ellen Chen

Ellen Chen is a Registered Representative with Curvature Securities LLC. Ellen has been in the financial services industry since 2001. Ellen has held previous roles at CLEAR STREET LLC, APEX CLEARING CORPORATION, ELECTRONIC TRANSACTION CLEARING, INC., LAVAFLOW, INC., CITIGROUP GLOBAL MARKETS INC., NASDAQ OPTIONS SERVICES, LLC, NASDAQ EXECUTION SERVICES, LLC, INET ATS, INC., INSTINET, LLC, INSTINET CORPORATION, and SALOMON SMITH BARNEY INC.. Ellen is licensed to sell securities in 13 states.

Firm Information

Ellen Chen is currently registered with Curvature Securities LLC. Curvature Securities LLC is a Limited Liability Company formed in 2013. The firm is registered in all 50 states and the District of Columbia, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ellen Chen’s Registration & Firm History

NJ

07/23/2024 - Present

Curvature Securities LLC (Chatham NJ)

NY

10/03/2022 - 02/08/2024

CLEAR STREET LLC (NEW YORK NY)

TX

10/22/2020 - 10/20/2022

APEX CLEARING CORPORATION (DALLAS TX)

TX

08/17/2016 - 10/20/2022

ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)

NY

11/04/2011 - 05/08/2015

LAVAFLOW, INC. (NEW YORK NY)

NY

10/06/2011 - 05/07/2015

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

CA

07/14/2008 - 08/30/2011

ELECTRONIC TRANSACTION CLEARING, INC. (LOS ANGELES CA)

NY

07/24/2007 - 02/04/2008

NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)

NY

02/01/2006 - 02/04/2008

NASDAQ EXECUTION SERVICES, LLC (NEW YORK NY)

NJ

02/18/2003 - 02/01/2006

INET ATS, INC. (JERSEY CITY NJ)

NY

08/01/2000 - 06/09/2004

INSTINET, LLC (NEW YORK NY)

NY

11/17/1999 - 08/01/2000

INSTINET CORPORATION (NEW YORK NY)

NY

12/07/1998 - 08/25/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

Not sure if Ellen Chen is right for you?

Licenses & Designations

BC

Issued 12/22/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2008

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/03/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ellen Chen.
Not sure if Ellen Chen is right for you?