Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Catherine Barry is a financial advisor with UBS Financial Services Inc. Ellen has been in the financial industry since October 4, 1994, and has been registered with UBS Financial Services Inc. since March 12, 2007. Ellen holds the Series 7, Series 6, and Series 63 licenses as well as the SIE. Previously, Ellen has worked for firms including Morgan Stanley DW Inc., J.P. Morgan Securities Inc., Hambrecht & Quist LLC, and New England Securities. Ellen has extensive experience in the financial services industry and has worked with a wide range of clients, including individuals, businesses, and institutions. Ellen is committed to providing her clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
03/12/2007 - Present
UBS Financial Services Inc. (WELLESLEY MA)
MA
10/17/2006 - 03/05/2007
MORGAN STANLEY DW INC. (WELLESLEY MA)
MA
09/07/2005 - 09/26/2006
J.P. MORGAN SECURITIES INC. (BOSTON MA)
NY
02/01/2000 - 05/13/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
11/03/1999 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NY
03/17/1998 - 11/09/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
11/02/1996 - 12/31/1996
1784 INVESTOR SERVICES, INC. (BOSTON MA)
NA
03/02/1993 - 11/02/1996
BAYBANKS BROKERAGE SERVICES, INC.
BC
Issued 03/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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