Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Bocina is a registered representative with National Financial Services LLC. Ellen has been in the industry since May 13, 1986. Her previous employers include Pershing LLC, Smith Barney Inc., and Lehman Brothers Inc. Ellen has passed the Series 7, Series 63, and SIE exams. Ellen is not currently registered in any states, but she is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/22/2006 - Present
National Financial Services LLC (JERSEY CITY NJ)
NJ
02/08/1995 - 07/07/2006
PERSHING LLC (JERSEY CITY NJ)
NY
01/17/1994 - 09/01/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
10/22/1985 - 01/17/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 06/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ellen Bocina is the right advisor for you? Invested Better is here to help.
