Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Bialek is a financial advisor with over 30 years of experience in the industry. Ellen is currently registered with Wells Fargo Clearing Services, LLC. Ellen has previously been registered with A.G. Edwards & Sons, Inc., Golden Harris Capital Group, Inc., McLaughlin, Piven, Vogel Securities, Inc., Prudential-Bache Securities Inc., Donaldson, Lufkin & Jenrette Securities Corporation and A.G. Becker Paribas Incorporated. Ellen is a registered representative in multiple states, including Arizona, California, Connecticut, Delaware, Florida, Idaho, Kansas, Maine, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, Puerto Rico, South Carolina, Tennessee and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (MOUNTAIN LAKES NJ)
NJ
09/28/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ROCKAWAY NJ)
NJ
11/09/1989 - 11/18/2002
GOLDEN HARRIS CAPITAL GROUP, INC. (WEST ORANGE NJ)
NY
08/26/1985 - 11/28/1989
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
NA
05/01/1985 - 09/06/1985
PRUDENTIAL-BACHE SECURITIES INC.
NA
08/28/1984 - 02/07/1985
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
05/22/1984 - 06/29/1984
A.G. BECKER PARIBAS INCORPORATED
BOTH
Issued 07/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ellen Bialek is the right advisor for you? Invested Better is here to help.
