Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Bates Powers is a financial advisor based in San Francisco, CA, with over 3 years of experience in the financial services industry. Ellen is registered with the state of California and is currently associated with Allspring Funds Distributor, LLC. Prior to joining Allspring Funds Distributor, Ellen was a registered representative with State Street Global Advisors Funds Distributors, LLC. Ellen holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/13/2020 - Present
Allspring Funds Distributor, LLC (SAN FRANCISCO CA)
CA
03/01/2016 - 12/02/2019
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (SAN FRANCISCO CA)
BC
Issued 03/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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