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Ellen Barbara Peters

Athene Securities, LLC

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About Ellen Barbara Peters

Ellen Peters is a financial professional with over 25 years of experience in the industry. Ellen has a strong background in securities and investment products, holding both Series 6 and Series 7 licenses. Ellen has experience working with clients at a variety of firms, including Ameriprise Financial Services, Inc., ProEquities, Inc., and now Athene Securities, LLC. Ellen is currently registered in California.

Firm Information

Ellen Peters is currently registered with Athene Securities, LLC. Athene Securities, LLC is a Limited Liability Company formed on April 21, 2006. The firm is registered with the SEC and in all 51 states.

Not reported

Assets Under Management

Not reported

Total Clients

191

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ellen Peters’s Registration & Firm History

IA

05/25/2016 - Present

Athene Securities, LLC (WEST DES MOINES IA)

AL

11/10/2014 - 04/29/2016

PROEQUITIES, INC. (BIRMINGHAM AL)

CT

01/10/2012 - 12/16/2013

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

MA

06/10/2011 - 01/06/2012

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

MN

01/01/2007 - 12/31/2010

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MN

01/07/2004 - 01/01/2007

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

01/07/2004 - 12/31/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

CA

02/11/2003 - 10/10/2003

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

CT

09/01/1998 - 07/01/2002

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

IL

02/01/1995 - 03/12/1998

KEMPER DISTRIBUTORS, INC. (CHICAGO IL)

NA

01/05/1993 - 02/01/1995

KEMPER FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 03/05/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/1994

Series 7 - General Securities Representative Examination

BC

Issued 12/31/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ellen Barbara Peters.
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