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Ellen Ann Klaus

Nylife Securities LLC

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About Ellen Ann Klaus

Ellen Ann Klaus is a financial professional licensed in Pennsylvania. She is currently registered with Nylife Securities LLC. Ellen has been in the securities industry for less than a year. She holds Series 63, Series 6TO and SIE licenses.

Firm Information

Ellen Klaus is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ellen Klaus’s Registration & Firm History

PA

05/01/2024 - Present

Nylife Securities LLC (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 07/22/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/06/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ellen Ann Klaus.
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