Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ellen? Claim Your ProfileEllen Heekin is an investment advisor representative at Wells Fargo Clearing Services, LLC. Ellen has been in the industry since 2001 and has a strong track record of success in providing financial advice to individual and institutional clients. Ellen is registered in multiple states, including Ohio and Texas, and holds several licenses and certifications, including Series 7, 63, and 66. Ellen has a broad range of experience in financial planning, portfolio management, and investment consulting. In addition to her work at Wells Fargo Clearing Services, LLC, Ellen is an adjunct professor at Xavier University where Ellen teaches microeconomic principles. Ellen is also the director of the Xavier University Center for Women in Business and Leadership. Ellen is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/21/2024 - Present
Wells Fargo Clearing Services, LLC (CINCINNATI OH)
MO
08/09/2001 - 03/26/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 04/13/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/17/2024
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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