Unclaimed
Ella Sloane Campbell is a Registered Representative and Investment Advisor Representative at DFA Securities LLC. Ella has passed the Series 7TO, Series 63, and SIE exams, and is licensed to sell securities in California. Ella’s first registration date was on 10/5/2023 and her first employment with DFA Securities LLC was on 6/27/2023. Ella has been in the financial services industry for less than one year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/05/2023 - Present
DFA Securities LLC (SANTA MONICA CA)
BC
Issued 11/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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