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Ella Fooks Forcey

Cetera Investment Services LLC

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About Ella Fooks Forcey

Ella Forcey is a financial professional with over 20 years of experience in the industry. Ella is currently registered with Cetera Investment Services LLC and has been with them since February 2014. Previously, Ella was with LPL Financial LLC from January 2009 until February 2014. Ella has a broad range of experience in the financial services industry. She is a licensed Series 63, Series 7 and SIE representative and holds a state license in Pennsylvania. Ella holds a Series 63 license, a Series 7 license and the Securities Industry Essentials (SIE) exam. Ella's current employer is Cetera Investment Services LLC. The main branch office for Cetera Investment Services LLC is located in State College, PA at 117 South Allen Street. Ella is currently registered in Pennsylvania.

Firm Information

Ella Forcey is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ella Forcey’s Registration & Firm History

PA

02/11/2014 - Present

Cetera Investment Services LLC (STATE COLLEGE PA)

PA

01/20/2009 - 02/12/2014

LPL FINANCIAL LLC (STATE COLLEGE PA)

PA

10/21/2002 - 01/26/2009

PRIMEVEST FINANCIAL SERVICES, INC. (STATE COLLEGE PA)

NJ

10/01/2001 - 11/30/2001

FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)

NY

07/26/2000 - 10/01/2001

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

CA

04/06/2000 - 07/27/2000

SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)

DE

12/14/1998 - 02/02/2000

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

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Licenses & Designations

BC

Issued 01/21/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ella Fooks Forcey.
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