Unclaimed
Elizabeth Yong Kim is a registered representative with Loop Capital Markets LLC in CHICAGO, IL. Elizabeth has been in the industry for 6 years and holds the Series 63, SIE, Series 79 and Series 52 licenses. Elizabeth's current firm is Loop Capital Markets LLC, an investment advisory firm headquartered in CHICAGO, IL. Loop Capital Markets LLC provides various services to individuals and institutions including portfolio management, market timing services and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
IL
06/20/2016 - Present
Loop Capital Markets LLC (CHICAGO IL)
BC
Issued 07/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/20/2016
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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