Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Minard is a financial advisor with over 20 years of experience in the industry. Elizabeth has been with Wells Fargo Clearing Services, LLC since 2016. Elizabeth holds FINRA Series 7, 9, 10, 63, and 66 licenses and is registered with the state of Arizona and Colorado. Prior to joining Wells Fargo Clearing Services, LLC, Elizabeth was a financial advisor with UBS Financial Services Inc. for over five years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/17/2009 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
AZ
12/17/2004 - 08/26/2009
UBS FINANCIAL SERVICES INC. (SEDONA AZ)
IL
11/06/2003 - 12/16/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
12/07/1999 - 10/15/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 01/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/17/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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