Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Yan is a financial professional registered with FEF Distributors, LLC. Elizabeth has been in the industry since 2017 and holds a series 63, Series 7, Series 3 and Series 79 license. Elizabeth is also registered in 52 states and the District of Columbia. Elizabeth was previously registered with TCW Funds Distributors LLC, TMF INVESTMENTS, AQR INVESTMENTS, LLC and ALPS DISTRIBUTORS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/11/2024 - Present
FEF Distributors, LLC (NEW YORK NY)
NY
09/13/2022 - 06/03/2024
TCW FUNDS DISTRIBUTORS LLC (NEW YORK NY)
VA
11/02/2020 - 07/18/2022
TMF INVESTMENTS (ALEXANDRIA VA)
CT
01/10/2019 - 03/10/2020
AQR INVESTMENTS, LLC (Greenwich CT)
CT
10/04/2016 - 12/31/2018
ALPS DISTRIBUTORS, INC. (GREENWICH CT)
NY
02/04/2015 - 05/11/2015
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 02/11/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/05/2016
Series 3 - National Commodity Futures Examination
BC
Issued 02/04/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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