Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Windsor Thompson is a financial advisor with Osaic Wealth, Inc. Elizabeth has over 20 years of experience in the financial services industry. Elizabeth has a broad range of experience providing financial advice and wealth management services to individual clients, families, businesses, and charitable organizations. Elizabeth is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63 and Series 65 securities licenses. Elizabeth is also registered as an investment advisor representative in Florida and Virginia. Elizabeth has held previous positions with LPL Financial LLC, CUNA Brokerage Services, Inc., Lincoln Financial Securities Corporation, H. Beck, Inc., Lincoln Financial Advisors Corporation, and PrimeVest Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
12/18/2023 - Present
Osaic Wealth, Inc. (Glen Allen VA)
VA
03/05/2020 - 12/21/2023
LPL FINANCIAL LLC (GLEN ALLEN VA)
VA
04/13/2017 - 08/28/2019
CUNA BROKERAGE SERVICES, INC. (RICHMOND VA)
VA
10/19/2015 - 03/23/2017
LINCOLN FINANCIAL SECURITIES CORPORATION (RICHMOND VA)
VA
03/10/2011 - 11/27/2015
H. BECK, INC. (Glen Allen VA)
VA
05/04/2009 - 03/15/2011
LINCOLN FINANCIAL ADVISORS CORPORATION (RICHMOND VA)
VA
06/04/2008 - 01/06/2009
PRIMEVEST FINANCIAL SERVICES, INC. (RICHMOND VA)
VA
08/16/2005 - 08/03/2006
PRIMEVEST FINANCIAL SERVICES, INC. (RICHMOND VA)
TX
06/23/2004 - 08/17/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NC
09/07/2001 - 06/01/2004
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
11/30/2000 - 08/21/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
MN
10/28/1997 - 11/29/2000
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
IA
Issued 11/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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