Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Watts Rogers has been in the financial services industry since June 1999. Elizabeth has a strong background in investment advisory and financial planning, having held positions at several firms, including Wells Fargo Advisors, LLC, and Capital Investment Group, Inc. Elizabeth holds licenses for Series 6, 7, 63, and 66 exams, as well as the SIE exam. Currently, Elizabeth is a Registered Representative of Raymond James Financial Services Advisors, Inc. and is also a partner in Renaissance Financial Partners of North Carolina, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
06/16/2015 - Present
Raymond James Financial Services Advisors, Inc. (HICKORY NC)
NC
07/02/2009 - 06/15/2015
CAPITAL INVESTMENT GROUP, INC. (HICKORY NC)
NC
01/01/2008 - 07/06/2009
WELLS FARGO ADVISORS, LLC (HICKORY NC)
NC
09/19/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HICKORY NC)
TX
06/23/1999 - 09/26/2000
VAN KAMPEN FUNDS INC. (HOUSTON TX)
BOTH
Issued 04/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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