Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Waschow is a financial advisor with Stifel, Nicolaus & Company, Inc. Elizabeth has been in the industry since 2007. She is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is registered to provide investment advice in several states, including California, Texas, and others. Elizabeth has experience working with Morgan Stanley, UBS Financial Services Inc., and Morgan Stanley DW Inc. before joining Stifel.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/10/2015 - Present
Stifel, Nicolaus & Company, Inc. (AUBURN CA)
CA
06/01/2009 - 06/04/2015
MORGAN STANLEY (ROSEVILLE CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (AUBURN CA)
CA
01/31/2007 - 04/04/2007
UBS FINANCIAL SERVICES INC. (ROSEVILLE CA)
CA
03/23/2007 - 04/02/2007
MORGAN STANLEY DW INC. (AUBURN CA)
BOTH
Issued 02/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 01/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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